DSCI DCPLA Exam Overview:

DSCI DCPLA Exam Syllabus Topics:

DSCI Certified Privacy Lead Assessor DCPLA certification Sample Questions:

1. Entities should collect personal information from user that is adequate, relevant and limited to what is necessary in relation to the purposes for which they are processed. This Privacy Principle is called:

A) Collection Limitation
B) Use Limitation
C) Accountability
D) Storage Limitation

2. As a privacy assessor, what would most likely be the first artefact you would ask for while assessing an organization which claims that it has implemented a privacy program?

A) Privacy risk management framework
B) Records of privacy specific training imparted to the employees handling personal information
C) Records of deployed privacy notices and statements
D) Personal information management policy

3. FILL BLANK
IUA and PAT
The company has a very mature enterprise level access control policy to restrict access to information. There is a single sign-on platform available to access company resources such as email, intranet, servers, etc.
However, the access policy in client relationships varies depending on the client requirements. In fact, in many cases clients provide access ids to the employees of the company and manage them. Some clients also put technical controls to limit access to information such data masking tool, encryption, and anonymizing data, among others. Some clients also record the data collection process to monitor if the employee of the company does not collect more data than is required. Taking cue from the best practices implemented by the clients, the company, through the consultants, thought of realigning its access control policy to include control on data collection and data usage by the business functions and associated third parties. As a first step, the consultants advised the company to start monitoring the PI collection, usage and access by business functions without their knowledge. The IT function was given the responsibility to do the monitoring, as majority of the information was handled electronically. The analysis showed that many times, more information than necessary was collected by the some functions, however, no instances of misuse could be identified. After few days of this exercise, a complaint was registered by a female company employee in the HR function against a male employee in IT support function. The female employee accused the male employee of accessing her photographs stored on a shared drive and posting it on a social networking site.
(Note: Candidates are requested to make and state assumptions wherever appropriate to reach a definitive conclusion) Introduction and Background XYZ is a major India based IT and Business Process Management (BPM) service provider listed at BSE and NSE. It has more than 1.5 lakh employees operating in 100 offices across 30 countries. It serves more than
500 clients across industry verticals - BFSI, Retail, Government, Healthcare, Telecom among others in Americas, Europe, Asia-Pacific, Middle East and Africa. The company provides IT services including application development and maintenance, IT Infrastructure management, consulting, among others. It also offers IT products mainly for its BFSI customers.
The company is witnessing phenomenal growth in the BPM services over last few years including Finance and Accounting including credit card processing, Payroll processing, Customer support, Legal Process Outsourcing, among others and has rolled out platform based services. Most of the company's revenue comes from the US from the BFSI sector. In order to diversify its portfolio, the company is looking to expand its operations in Europe. India, too has attracted company's attention given the phenomenal increase in domestic IT spend esp. by the government through various large scale IT projects. The company is also very aggressive in the cloud and mobility space, with a strong focus on delivery of cloud services. When it comes to expanding operations in Europe, company is facing difficulties in realizing the full potential of the market because of privacy related concerns of the clients arising from the stringent regulatory requirements based on EU General Data Protection Regulation (EU GDPR).
To get better access to this market, the company decided to invest in privacy, so that it is able to provide increased assurance to potential clients in the EU and this will also benefit its US operations because privacy concerns are also on rise in the US. It will also help company leverage outsourcing opportunities in the Healthcare sector in the US which would involve protection of sensitive medical records of the US citizens.
The company believes that privacy will also be a key differentiator in the cloud business going forward. In short, privacy was taken up as a strategic initiative in the company in early 2011.
Since XYZ had an internal consulting arm, it assigned the responsibility of designing and implementing an enterprise wide privacy program to the consulting arm. The consulting arm had very good expertise in information security consulting but had limited expertise in the privacy domain. The project was to be driven by CIO's office, in close consultation with the Corporate Information Security and Legal functions.
What should the company do to limit data collection and usage and at the same time ensure that such kinds of incidents don't reoccur? (250 to 500 words)

4. Classify the following scenario as major or minor non-conformity
"An India based organization is expanding operations in Europe To deliver its services, it needs to deal with PI of its customers The organization is not fully aware of how the data protection legislations in EU Member States will affect its operations what will be its liabilities and how it needs to address those. The legal learn was given the responsibility to understand the issues and come out with detailed plan. The legal function did not have any m-house expert in privacy or international law The legal team assigned a senior resource on the job This person used the resources available on the internet to understand the legal privacy issues in EU and based on her research recommended the action plan, which was accepted by the management"

A) Major
B) Minor
C) None of the above
D) Both Major & Minor

5. What are the Nine Privacy Principles as described in DSCI Privacy Framework (DPF)?
I) Use Limitation
II) Accountability
III) Data Quality
IV) Notice
V) Preventing Harm
VI) Choice and Consent
VII) Access and Correction
VIII) Data Minimization
IX) Openness
X) Disclosure to Third Parties
XI) Right to be Forgotten
XII) Collection limitation
XIII) Security

A) I, II, III, IV, V, VI, VII, VIII, XII
B) I, II, III, IV, V, VI, VII, VIII, IX
C) I, II, III, IV, VII, VIII, IX, X, XI
D) I, II, IV, V, VI, VII, IX, X, XII, XIII

Solutions: